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ComplianceSet
Key Features
ComplianceSet
Key Features
ComplianceSet® Key Features
| Secure, web-based solution that accelerates your ROI | |
 | Secured connectivity with no software "footprint" required on the desktop |
| | Minimal support required by IT department |
| | Worldwide browser-based access to SOX compliance data and processes |
| | Single, secured environment for maintaining documentation in support of SOX 302 certifications / 404 assertion |
| Quick, easy and cost-effective to implement | |
| | Automated migration tool for accelerating the conversion of legacy data / Risk Control Matrices (RCMs) |
| | Real-time maintenance of control details through online library of controls |
| | Online representation of risk assessment / SOX testing scope by year |
| Robust executive dashboard reporting with role-based user access | |
| | Drill-down capability to access source documentation (e.g., test details and evidence) |
| | Control effectiveness reporting by organization / process |
| | Integrated accountability metrics through Request for Evidence (RFE) and Request for Remediation (RFR) aging reports |
| | Ability to perform workflow-enabled executive review cycles in support of SOX 302 certifications / 404 assertion |
| Fully integrated, real-time test planning and execution | |
| | Automatic generation of quarterly / periodic test plans by testing group (e.g., self-assessment, internal audit, external audit) |
| | Integration with controls library for auto generation of test execution steps and evidence requirements |
| | Workflow-enabled Request for Evidence (RFE) functionality |
| | Document management ability for supporting attachments (Excel, Word, Visio, Acrobat, etc.) |
| Flexible hierarchy structure to facilitate review and approval processes | |
| | Facilitates review and approval cycles with email integration |
| | Allows for accountability / signoff by control owner, process owner, executive sponsor, etc. |
| | Accommodates business changes in operations, organization and the internal control environment |
| | Provides complete audit trail / support required to support SOX compliance |
| Integrated workflow for controls remediation | |
| | Configurable workflow functionality to facilitate review and approval process |
| | Workflow-enabled Request for Remediation (RFR) functionality |
| | Integrated linkage of both standard and remediation test results to control test evidence |